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Sigaba
10-02-2012, 18:38
Introduction

The purpose of this thread is to discuss the history and the historiography of the Cold War. By history, I mean the basic questions of who, what, when, where, why and how. By historiography, I mean the ways historians answer those questions and debate the answers to formulate additional questions.

This specific post and the one that follows have the immediate objectives of (a) framing some of the broader issues of Cold War historiography through a series of caveats, (b) providing an exceedingly brief overview of how historians have discussed the origins of the Cold War, and (c) providing a handful of recommended readings.^

Objective (b) is addressed in post #5, below. Objective (c) is will be addressed in a subsequent post. But first, it is incumbent upon me as a historian to offer four caveats. For those disinterested in such advisories, please proceed to post #5.

Four Caveats

Before proceeding, I must offer four caveats IRT the historiography of the Cold War's origins that are, to varying degrees, applicable to other scholarly debates over the U.S.-Soviet rivalry.

The first caveat centers around the dynamism of the question at hand.
The second touches upon the nature of the historiographical debate surrounding that question in terms of its complexity.
The third addresses the tone of the debate.
The fourth warning focuses on a key difference between the way academic historians study the past compared to non historians.


The specifications for this discussion were laid out as follows.Sigaba - I think that would be an interesting topic - worthy of a separate thread. Would you be so good as to start a separate thread outlining the "that question" from a historian point of view? Please include a few (just a few) references for us to get up to speed.While my next post offers what I hope is a serviceable thumbnail, readers should understand that a truncated discussion of any aspect of Cold War--but especially its origins-- simply cannot do justice to the topic.

Depending upon where you sit, the origins of the Cold War can be traced to back to America's rise to globalism in the late 1890s, the First World War, the Interwar period, the Second World War, or the days and years that followed VJ Day. The geographic dimensions are equally broad. Did the Cold War start in Europe (Eastern, Central, or Western), the Middle East, or in Asia (East or South East)? An equally pressing question is: at its core, what was the fundamental nature of the Cold War? Was it driven primarily by geopolitical, economic, ideological, personal, political, or cultural factors? Or was it driven by a mix thereof? Did this mix remain constant or did it change depending upon geographic and temporal factors?

Second, the historiography of the Cold War's origins is equally complex. While central questions and issues frame the debate, the debate itself sprawls. Academic historians use the debate over the Cold War's origins to make points beyond the immediate topic. These points address broader issues of the history of American foreign relations, the craft of history, the trajectory of American national security strategy, America's proper role in global affairs, and, at times, the personal and professional rivalries among historians. A byproduct of this complexity is an intellectual terrain that turns over regularly and that presumes a level of familiarity with that terrain's previous configurations.

Consequently, from time to time, a senior historian will write a long essay discussing the state of the field and identifying the leading edges of research. In such pieces, trajectories of intense inquiry covered in scores of monographs, journal articles, conference papers, speeches, and dissertations that are the byproduct of years of research, painstaking historical analysis, careful writing, and heated debate are boiled down to paragraphs, sentences, footnotes, turns of phrases, and, at times, snarky titles.

In some cases, this compacting reflects the process by which the process of historical reappraisals renders earlier interpretations anachronistic (if not flat out wrong). In other cases, the compacting means that historians have reached a consensus that leads to preceding interpretations being accepted as sustainable. In either case, such acts of truncation can present serious pitfalls because they often assume a level of expertise that general readers may not have the time or the interest to develop.#

Third, one must take into account at all times the profound bitterness surrounding the historical discussions of the Cold War. As one senior historian recently put it.Understanding events at the time they occurred was hard enough. But even historians with the inestimable advantage of hindsight have found it difficult. Parallel to the Cold War we have also faced a historiographical Cold War, not so much between East and West...as between academics within the West. The war in Vietnam broke a social contract within the US elite in the most painful manner. Thereafter few fields of historical inquiry as Cold War history have been so beset by political dispute in open and covert form.* Although this infighting was most prominent during the late 1960s and early 1970s, the acrimony continued well into the 1990s.** While the conversation has toned down over the past decade or so, the emotional aspects of the historiographical debate endure.

Yet, notwithstanding the bitterness of the scholarly debates surrounding the Cold War, professional academic historical scholarship allow for a convention that is increasingly out of fashion in mainstream America: the ability to disagree with even substantial parts of an argument while simultaneously embracing the overall work. Because the study of history is ultimately about advancing the debates surrounding interpretations of the past, works that disagree with established POVs are often more important than works that affirm a set of views. As an example of this dynamic, I would refer readers to Wilson D. Miscamble, The Most Controversial Decision: Truman, the Atomic Bombs, and the Defeat of Japan (2011) which I briefly discusshere (http://professionalsoldiers.com/forums/showpost.php?p=434104&postcount=919).

Throughout this work, Miscamble articulates with increasing energy his disagreement with many of the key points in Tsuyoshi Hasegawa's Racing the Enemy: Stalin, Truman, and the Surrender of Japan (2006). Yet, simultaneously, Miscamble frequently uses that same work as a reference in his notes. Moreover, despite his objections with the book, he clearly respects the historian who wrote it. (If you ever have occasion to cross paths with Professor Hasegawa, you won't wonder why.)

Consequently, because of these four caveats, I urge those reading this this thread to understand that when it comes to the serious study of the history and historiography of the Cold War, there are, at present, neither simple questions nor easy answers.

Now, on to tasks (b)...

__________________________________________________ ______
^ This discussion draws heavily upon the following essays. Ernest R. May, "The Cold War: Preventing World War II," in his "Lessons" of the Past: The Use and Misuse of History in American Foreign Policy (1973; paperback edition, Oxford: Oxford University Press, 1975), 19-51; J. Samuel Walker, "Historians and Cold War Origins: The New Consensus," in American Foreign Relations: A Historiographical Review, ed. Gerald K. Haines and J. Samuel Walker, Contributions in American History, no. 90 (Westport, CT: Greenwood Press, 1981), 207-236; John Lewis Gaddis, "The Emerging Post-Revisionist Synthesis on the Origins of the Cold War," Diplomatic History, 7:3 (July 1983): 171-190, Arthur M. Schlesinger, Jr., "Why the Cold War," in his The Cycles of American History (Boston: Houghton Mifflin Company, 1986), 163-216; Geir Lundestad, "Moralism, Presentism, Exceptionalism, Provincialism, and Other Extravagances in American Writings on the Early Cold War Years," Diplomatic History, 13:4 (fall 1989): 527-545; Michael H. Hunt, "The Long Crisis in U.S. Diplomatic History," Diplomatic History 16:1 (winter 1992): 115-140; John Lewis Gaddis, "The Tragedy of Cold War History" SHAFR presidential address delivered at Washington, D.C, 29 December 1992, Diplomatic History, 17:1 (winter 1993): 1-16; Odd Arne Westad, "The Cold War and the international history of the twentieth century," in The Cambridge History of the Cold War, 3 vols., ed. Melvyn P. Leffler and Odd Arne Westad, volume 1: Origins (2010; paperback edition, Cambridge: Cambridge University Press, 2011), 1-19.
# Indeed, these pitfalls can even snare established academics. As an example, in his essay "The Long Crsis in U.S. Diplomatic History," Michael Hunt categorizes two historians in markedly different ways than I came to know them when I studied under them.
* Jonathan Haslam, Russia's Cold War: From the October Revolution to the Fall of the Wall (New Haven and London: Yale University Press, 2011), x.
** See, for example, Bruce Cummings, “Revising Postrevisionism,” or, The Poverty of Theory in Diplomatic History," Diplomatic History, 17:4 (October 1993):539–570. This essay was a direct response to John Lewis Gaddis and it reflected the mutually held contempt between the two historians; the previous spring, Gaddis casually referred to Cummings as a "fraud" during one of the George W. Littlefield Lectures at the University of Texas at Austin.

MR2
10-06-2012, 14:17
Well Sig of my 50K books, I do not have any of those... How about:



Across the Blocs; Cold War Cultural and Social History - Rana Mitter & Patrick Major (2004)
American Military History, Vol. 2; The United States Army in a Global Era, 1917-2008 - Richard W. Stewart (CMH Pub 30-22, 2010)
Anthropology at the Dawn of the Cold War - Dustin M. Wax (Pluto, 2008)
Cold War 1.03 - John Byrne (IDW, 2011)
Cold War Books in the ''Other'' Europe and What Came After - Jiřina Šmejkalová (Brill, 2011)
Cold War Building for Nuclear Confrontation 1946-1989 (English Heritage, )
Cold War Conundrum; The 1983 Soviet War Scare, A - Benjamin B. Fischer (CIA)
Cold War, The (Routledge, 1999)
Cold War; A Military History, The - Lawrence Freedman (Cassell, 2001)
Cold War; A Student Encyclopedia Vol. 1-5 - Spencer C. Tucker (ABC-CLIO, 2008)
Cold War; Primary Sources - Sharon M. Hanes & Richard C. Hanes (Thomson, 2004)
Competitive Authoritarianism; Hybrid Regimes After the Cold War - Steven Levitsky & Lucan A. Way (Cambridge, 2010)
Depression, War, and Cold War - Robert Higgs (Oxford, 2006)
Deterrence; From Cold War to Long War - Austin Long (RAND, 2008)
Espionage and the Roots of the Cold War; The Conspiratorial Heritage (2002) McKnight
Fearsome Heritage; Diverse Legacies of the Cold War, A - John Schofield & Wayne Cocroft (Left Coast, 2007)
Fiery Peace in a Cold War; Bernard Schriever and the ultimate weapon, A - Neil Sheehan (Random, 2009)
Flame Kept Burning Counterinsurgency Support After the Cold War, A (Parameters, Aut95)
Four Minute Warning; Britain's Cold War - Bob Clarke (Tempus, 2005)
From Yalta to Berlin; The Cold War Stuggle over Germany - W.R. Smyser (Palgrave, 1999)
History in Dispute Vol. 1 The Cold War (Gale, 2000)
Poland under Communism; A Cold War History - A. Kemp-Welch (Cambridge, 2008)
Rebellion of Ronald Reagan; A History of the End of the Cold War, The - James Mann (Alan Sklar)
Re-viewing the Cold War; Domestic Factors and Foreign Policy in the East-West Confrontation - Patrick M. Morgan & Keith L. Nelson (Greenwood, 2000)
Stalin’s Cold War; Soviet Foreign Policy, Democracy and Communism in Bulgaria, 1941–1948 - Vesselin Dimitrov (Palgrave, 2008)


Suggestions?

Sigaba
10-06-2012, 16:01
Well Sig of my 50K books, I do not have any of those... How about:

<<SNIP>>

Suggestions?MR2--

Out of curiosity, what factors drive your selection of books?

As an egghead, the books I study on the Cold War are largely determined by the flow of the historiographical debate. As that approach leads to some very specialized selections--books by academic historians written for other academic historians--I am unfamiliar with many of the works on your list (a few of which I've added to my 'to buy' list on Amazon.com).

MR2
10-06-2012, 18:21
Please delete

Sigaba
10-16-2012, 15:46
The purpose of this post is to discussion objective (b) outlined in the first post in this thread. Before proceeding, I urge readers to review the caveats offered in post #1. The comments presented below are merely thumbnails of complex debates and sophisticated works of scholarly inquiry.

A very short list of recommended readings on the origins of the Cold War will be the subject of a subsequent post. (The list of recommended readings is delayed while I work through my ambivalence towards a specific work and the historian who wrote it.)

Summary of Two Approaches: Core Arguments

"Orthodox"

The "orthodox" interpretation essentially argues that the Soviet Union was responsible for the Cold War.

Arthur Schlesinger, Jr. provided a usable summary of this approach and its dominant themes.

The orthodox American view, as originally set forth by the American government and as reaffirmed until recently by most American scholars, has been that the Cold War was the brave and essential response of free men to communist aggression. Some have gone back well before the Second World War to lay open the sources of Russian expansionism. Geopoliticians traced the Cold War to imperial Russian strategic ambitions which in the nineteenth century led to the Crimean War, to Russian penetration of the Balkans and the Middle East and to Russian pressure on Britain's "lifeline" to India. Ideologists traced it to the Communist Manifesto of 1848 ("the violent overthrow of the bourgeoisie lays the foundation for the sway of the proletariat"). Thoughtful observers (a phrase meant to exclude those who speak in Dullese about the unlimited evil of godless, atheistic, militant communisim) concluded that classical Russian imperialism and Pan-Slavisism, compounded after 1917 by Leninist messianism, confronted the west at the end of the Second World War with an inexorable drive for domination." While each sentence indicates a different thread of the tapestry of the "orthodox" approach, the following quotations from a representative work by Thomas Bailey published in the 1950s indicates how they can be woven together to present the Soviets as responsible for the Cold War.
American attitudes toward Communist Russia, from 1917 to 1941, ran through cycles of hysteria, ignorance, indifference, and wishful thinking. During the war years, from 1941 to 1945, we tried to clasp our standoffish ally to our bosoms, but there was no warmth of response. Then came the era of disillusionment since 1945, when our eyes were opened to the nature of Russian communism. Bailey proceeds to lay out "a number of disagreeable truths about the Soviet Union." These truths point to a basic incompatibility of views between the U.S. and the U.S.S.R. that are ultimately rooted in the ideological agenda of communists as well as racial defects. In regards to the latter, Bailey states:The Soviet leaders were unable to view mutual difficulties through the spectacles of Anglo-Saxons or even western Europeans. With their Oriental-Byzantine-Muscovite background, they have never really known the essence of democratic institutions, of the give and take of open debate, and of compromise and adjustment. In case anyone is misreading Bailey on this point of racial differences, Bailey elaborates in his summary of the Russian in his historical experience....[T]he Russian as an individual is still largely and basically the child of his ancestors. Not even the iron hand of Communism has been able to remold his genes. Traits noted in Russians of the nineteenth centry by American observers have also been noted in Soviets of the twentieth century. Most commonly mentioned have been antiforeignism, secretiveness, suspicion, duplicity, evasiveness, procrastination, crudeness, callousness, ruthlessness, and brutality. Also observed have been resignation to absolutism; dependence on bureaucrats and centralized authority; toleration of censorship and the secret police; tehe Oriental attributes of patience and docility ("scratch a Russian and you will find a Tartar"); the tendency toward expansionism and imperialism; and the missionary impulse of Pan-Slavism and communism.**

Works in this group include George F. Kennan, American Diplomacy, 1900-1950 (1951); Norman A. Graebner, Cold War Diplomacy: American Foreign Policy, 1945-1960 (1962), and Herbert Feis, Churchill, Roosevelt, Stalin: The War They Waged and the Peace They Sought (1957).

When considering works in this school, it is imperative that readers understand that many of these works were offered within the charged political context of post-World War II America in which citizens, politicians, and statesmen sought to understand why the international climate seemed increasingly unstable. So, within the "Orthodox" school, there were additional groups that clustered around political ideology (conservative versus liberal) as well as theories of international relations (realist versus ideological.)***

"Revisionism"

The second major "school" of interpretation is known as "Revisionism" and its practitioners are known collectively as "revisionists."

It is important to understand that the terms "revisionism" and "revisionist" are ahistorical. Scholars in this group did not get together and say "Let's refer to ourselves as 'revisionists' and our arguments as Cold War 'revisionism'."

It is also important to understand that revisionism is an outgrowth of a larger historiographical project: the debate over the nature of American expansion both in the Western hemisphere (including North America) and in Asia. At the heart of this debate is the question: Is America an empire? The pioneers of this trajectory of inquiry include Richard Van Alstyne, William A. Williams and Walter LaFeber.****

In a nutshell, this school of thought turns the Orthodox interpretation on its head by arguing that the United States, not the USSR, was responsible for the Cold War. The following summary of the revisionist argument comes from John Lewis Gaddis.

That postwar American foreign policy approximated the classical Leninist model of imperialism-that is, that an unwillingness or inability to redistribute wealth at home produced an aggressive search for markets and investment opportunities overseas, without which, it was thought, the capitalist system in the United States could not survive.
That this internally motivated drive for empire left little room for accommodating the legitimate security interests of the Soviet Union, thereby ensuring the breakdown of wartime cooperation.
That the United States imposed its empire on a mostly unwilling world, recruiting it into military alliances, forcing it into positions of economic
dependency, maintaining its imperial authority against growing opposition by means that included bribery, intimidation, and covert intervention.
That all of this took place against the will of the people of the United States, who were tricked by cynical but skillful leaders into supporting this policy of imperialism through the propagation of the myth that monolithic communism threatened the survival of the nation.#
A representative work of this school is Gar Alperovitz's Atomic Diplomacy: Hiroshima and Potsdam (1965). In this book and his subsequent scholarship, Mr. Alperovitz argues that America's use of nuclear weapons during the Second World War reflected a desire to shape the post-war world by sending a message to the Soviet Union rather than military considerations.

At the crux of the Revisionist interpretation is the argument that, regardless of its political ideology, the USSR had legitimate security interests that the U.S. failed to acknowledge or to accommodate. Moreover, this school of thought contends that the Soviet leadership (i.e. Stalin) was capable of negotiating in good faith and in holding to his agreements.

________________________________________________
* This is Arthur M. Schlesinger, Jr., Cycles of American History, 166. The full citation is in post #1, above. Note that this piece is the cojoining of an important article he wrote for Foreign Affairs in 1967 -- when the brawl between Orthodox and Revisionist historians was especially heated.
** Thomas A. Bailey, America Faces Russia: Russian-American Relations from Early Times to Our Day (Ithaca: Cornell University Press, 1950), 348-349.
*** See J. Samuel Walker, "Historians and Cold War Origins," 206-209. The full citation for this article is in post #1.
**** On this point, see Richard H. Immerman, Empire for Liberty: A History of American Imperialism from Benjamin Franklin to Paul Wolfowitz (Princeton and Oxford: Princeton University Press, 2010), 1-2. While this work and others like it, may be difficult for some members of this BB to stomach, I urge those with a strong interest in historical scholarship to spend some time with it. In addition to providing an episodic overview of this school of thought, it also provides a powerful critique of the current president that--as it happens--supports my contention that the current resident of the White House is not as far to the left as some of his critiques believe.
# John Lewis Gaddis, "The Emerging Post-Revisionist Synthesis," 172-173. The full citation for this article is also in post #1, above.